Financial Spyglass®
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,591,864
Clients
5
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
Very LowAverage account size
$1,918,373
About
Financial Spyglass serves individual and high‑net‑worth clients with comprehensive financial planning and investment advisory services, including portfolio management implemented through third‑party money managers. The firm operates as a solo practice managing roughly $9.6 million across a very small client base.
The firm’s investment approach emphasizes passive portfolio construction and the use of outside managers, combined with ongoing due diligence and periodic reviews of manager holdings and strategies. Financial Spyglass generally maintains non‑discretionary relationships, requiring client authorization for trades and relying on client‑specific investment policy statements to guide implementation.
Compared with peers, the firm is atypical in that it does not charge advisory fees as a percentage of assets and also offers educational seminars and speaking engagements in addition to its one‑on‑one planning services. The firm is led by a CFP‑certified planner who emphasizes written financial plans, coordination with clients’ tax preparers, and outsourcing portfolio implementation to vetted outside managers.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Fee options
Minimum fee: Fixed annual fee ranging from $20,000 to $40,000, paid monthly or quarterly Fee-only: Fixed annual fee for comprehensive financial planning and investment advisory service ($20,000 - $40,000)
Main office location
Financial Spyglass®
80 Theodore Fremd Ave
Rye NY 10580, United States
Number of offices
1
Most active in
Financial Spyglass® has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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