F
Financial Solutions
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$32,408,103
Clients
13
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
13
LowAverage account size
$2,492,931
About
Financial Solutions provides asset management, financial planning and retirement planning to individuals, high-net-worth individuals, and corporate pension and profit-sharing plans. The firm offers portfolio structuring and ongoing buy/sell recommendations, along with hourly consultations and written financial plans.
Its investment process combines charting, fundamental, technical and cyclical analysis with disciplined asset allocation and periodic rebalancing, and most investments are held for the long term. Financial Solutions typically manages accounts on a discretionary basis and conducts account reviews and client meetings at least quarterly.
The firm is a single-advisor practice managing roughly $32.4 million across 13 clients, a scale that corresponds with a focus on sizeable client relationships and is notable because the brochure indicates it does not serve non‑HNW individual clients. The brochure also discloses that the adviser does not vote client proxies and makes both hourly and fixed‑fee planning available, practices that are less common among some peers.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Fee options
$1,000 to $5,000 for financial plans depending on complexity
$200,000 - $349,999: $4,000 fixed annual fee $350,000 - $499,999: $5,000 fixed annual fee $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.90% $2,000,000 - $2,999,999: 0.80% $3,000,000 - $5,999,999: 0.75% $6,000,000 - $9,999,999: 0.70%
$225.00 per hour for consultation
Account minimum: $200,000 Minimum fee: $4,000 for $200,000 to $349,999; $5,000 for $350,000 to $499,999
Main office location
Financial Solutions
Mill Valley CA, United States
Number of offices
1
Most active in
Financial Solutions has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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