Financial Planning Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$106,000,000
Clients
44
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
44
HighAverage account size
$2,409,091
About
Financial Planning Services is an independent registered investment adviser that works with individual clients to provide comprehensive financial planning and discretionary portfolio management. In addition to investment services such as portfolio evaluation, asset allocation, retirement planning and estate planning, the firm's owner—who holds CPA and CFP credentials—prepares income tax returns and provides tax planning to the majority of the firm's investment clients.
The firm uses fundamental, long-term analysis to evaluate individual equities, fixed income securities, no‑load mutual funds and ETFs, and generally implements client strategies on a discretionary basis under a percentage‑of‑assets fee. Clients may impose investment restrictions and the adviser aggregates accounts for fee calculation and, when appropriate, aggregates trades across accounts for execution.
What distinguishes the firm from many peers is the integration of accounting and tax services with investment advisory work; roughly 20% of the firm's revenue is reported to come from tax services, which may align tax and investment decision‑making. The firm does not take custody of client assets, uses a third‑party custodian for trading and client statements, and provides semi‑annual portfolio reporting.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Life insurance needs analysis
General estate planning guidance
General tax planning
Fee options
$0 - $100,000: 1% $100,000 - $500,000: 0.75% $500,000 - $1,000,000: 0.60% $1,000,000+: 0.50%
Main office location
Financial Planning Services
2002 Timberloch Pl., Ste. 200
The Woodlands TX 77380, United States
Number of offices
1
Most active in
Financial Planning Services has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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