F
Financial Planning Center
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$11,488,299
Total clients
9
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
9
Average account size
$1,276,478
About
Financial Planning Center provides investment advisory and supervisory services to individuals, trusts, estates, charitable organizations, businesses, pension plans and other advisers, managing roughly $11.5 million in client assets. The firm manages accounts on a non-discretionary basis and works with a small client base while clients select and authorize custodians for their accounts.
The firm follows a total‑return, diversified asset‑allocation approach that combines fundamental and technical analysis and emphasizes income-producing securities and option strategies. Typical holdings include exchange-traded funds, mutual funds, U.S. stocks, foreign ADRs, master limited partnerships and option contracts, and the firm generally avoids individual bonds except when requested by a client.
Notable distinctions versus many peers include its predominant use of non‑discretionary management and the routine incorporation of covered call writing and cash‑secured puts as part of its income/growth strategy. The firm’s owner supervises all operations, it does not accept custody or vote proxies for clients, and it conducts account reviews at least quarterly with additional written reports provided upon request.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $499,999.99: 1.10% $500,000 - $999,999.99: 0.90% $1,000,000 - $2,499,999.99: 0.70% $2,500,000 - $4,999,999.99: 0.60% $5,000,000+: 0.50%
Fee-only: Advisory fees charged quarterly in arrears based on tiered percentage of assets under management; fees generally negotiable.
Main office location
Financial Planning Center
Sheboygan WI, United States
Number of offices
1
Most active in
Financial Planning Center has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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