Financial Planning Associates, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$74,717,077
Total clients
59
56% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
59
Average account size
$1,266,391
About
Financial Planning Associates, LLC provides investment supervisory services, financial planning, and selection of third‑party money managers to individuals, high‑net‑worth individuals, and small business clients, and also works with pension or profit‑sharing plan clients. Services include preparing investment policy statements, discretionary portfolio management, financial plans, and access to insurance products (including annuities) as part of client solutions.
The firm constructs client‑specific Investment Policy Statements and typically manages accounts on a discretionary basis, using both fundamental and technical analysis with a mix of long‑ and short‑term trading strategies. It also refers clients to third‑party managers and custodial platforms—currently including AssetMark and The Pacific Financial Group—and may place client assets in wrap‑fee arrangements or share fees with those managers as disclosed in client agreements.
Notable characteristics relative to peers include an ownership link to the insurance industry (the firm’s principal is a licensed insurance agent) and a stated practice of selling commissionable insurance products alongside advisory services. As a solo adviser overseeing roughly $64.5 million in assets for about 59 clients, the firm combines individualized planning and discretionary management with directed relationships with selected custodians and third‑party managers and limited custody authority to facilitate fee deduction.
Client services
Expertise
Fee options
$400 to $3,500 fixed fee for financial planning
$1 - $500,000: 1.25% $500,001 - $1,500,000: 1.00% $1,500,001 - $3,000,000: 0.75% Above $3,000,000+: Negotiable
$100 to $350 per hour
Account minimum: $250,000 (may be waived)
Main office location
Financial Planning Associates, LLC
399 Knollwood Road, Suite 113
White Plains NY 10603, United States
Number of offices
1
Most active in
Connecticut · Florida · New Hampshire · New Jersey · New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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