Financial Innovations, LLC

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Client assets under management

$505,399,435

Clients

334

70% high-net worth

Advisors

of 2 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

167

Very High

Average account size

$1,513,172

About

Financial Innovations, LLC provides investment advisory and financial planning services to individual clients (including high-net-worth individuals), retirement plans, trusts, estates and other entities, offering portfolio management (delivered on a non-discretionary basis), modular financial planning, and retirement-plan advisory work. The firm reports approximately $535 million in assets under management and provides plan-level fiduciary advice for ERISA clients.

Advice is delivered through a consultative, client-directed approach that requires client approval before trades and leverages the VISION2020 Wealth Management Platform for asset-allocation modeling, risk profiling, efficient-frontier analysis, and rebalancing tools. Financial planning services are offered on a written or hourly basis and the firm conducts quarterly account monitoring and periodic reviews tied to client circumstances.

Notable distinctions in the brochure include an affiliation with an attorney/CPA practice (Estate Innovations) and a relatively small advisory staff overseeing a large asset base, resulting in more than $200 million of client assets per advisor. The firm also discloses public seminars and workshops and dual registrations that allow commission-based securities and insurance sales, which the brochure identifies as potential sources of conflicts of interest alongside its non-discretionary, client-directed execution model.

Client services

Financial planning Portfolio management Pension consulting Educational seminars or workshops

Expertise

General retirement planning Income planning

Occupation focus

Founder/Business Owner Retired

Fee options

Fixed

Fixed fees ranging from $1,000 to $20,000 annually for financial planning services

Percentage

$0 - $500,000: 1.50% $500,001 - $5,000,000: 1.00% Over $5,000,000+: 0.80%

Commissions

Commissions earned by dually registered representatives for securities and insurance products, separate from advisory fees

Project-based

Up to $750 per hour for financial planning services

Other

Account minimum: $500,000 Fee-only: Fixed fees from $1,000 to $20,000 annually; hourly fees up to $750/hour

Main office location

Financial Innovations, LLC

6111 Peachtree Dunwoody Road, Suite F101

Atlanta GA 30328, United States

Number of offices

Most active in

California · Colorado · Florida · Georgia · Louisiana · New York · North Carolina · Tennessee · Texas · Virginia

Disclosures

Business activities & affiliations

Is active or affiliated with:

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook Website 404-458-0065

Advisors at this firm

Laura S

CFP®, PFS™, Series 63

Atlanta, GA

Financial Innovations, LLC

Laura Schilling is a CFP®, PFS™, and Series 63-licensed financial advisor with 23 years of industry experience. She is affiliated with Financial Innovations, LLC and has a background that includes roles at Osaic Wealth, Inc., Triad Advisors, Inc., and others. In addition to her advisory work, she operates a law practice specializing in estate planning and basic corporate law. Financial Innovations, LLC provides portfolio management, financial planning, and retirement-plan advisory services to individuals, trusts, estates, and employee benefit plans, serving both individual and high-net-worth clients. The firm employs a goals-based process and the VISION2020 Wealth Management Platform to tailor non-discretionary investment strategies aligned with clients’ objectives and risk tolerance.

General retirement planning Income planning Founder/Business Owner Retired

Charles G

Series 66

Atlanta, GA

Financial Innovations, LLC

Charles Goldberg is a financial advisor at Financial Innovations, LLC with 21 years of industry experience. He holds a Series 66 designation and has worked at firms including Triad Advisors and OSAIC. Goldberg is also a licensed CPA and attorney, maintaining separate practices in tax preparation and legal services. Financial Innovations, LLC provides portfolio management, financial planning, and retirement-plan advisory services to individuals, trusts, estates, and employee benefit plans. The firm employs a goals-based process and the VISION2020 Wealth Management Platform to deliver customized, non-discretionary investment advice across a broad range of assets.

General retirement planning Income planning Founder/Business Owner Retired

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