Financial Freedom Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$52,364,177
This total excludes 45 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
234
9% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
234
Very HighAverage account size
$223,779
About
Financial Freedom Capital Management serves individuals (including high‑net‑worth clients), companies, trusts, pension and profit plans, and UK expatriates seeking pension transfers (SIPPs and QROPS). The firm provides portfolio management on a discretionary and non‑discretionary basis and also offers related services such as pension transfer assistance, annual tax return preparation, and occasional real estate transaction referrals.
The firm employs a top‑down, fundamental investment process focused on long‑term investing, income generation, tax minimization, diversification and sector/asset‑class weighting, using equities, bonds, ETFs, mutual funds, currencies and options. It also discloses use of margin (borrowing), short‑term trading and options strategies — including borrowing and derivatives in separately managed accounts — which the brochure describes as part of its risk framework.
As a solo advisor the firm manages an unusually large client base for a one‑advisor practice and maintains an ownership link to Invinitive Inc with operational ties to Invinitive Financial UK Ltd, an affiliated custodian the brochure identifies and discloses as a potential conflict of interest. The firm’s principal also holds a state real estate license (submitting deals through The Real Estate Connection) and provides tax preparation services, and the brochure notes custodial arrangements that include automatic fee deductions and custody of client funds.
Client services
Portfolio management
Expertise
Income planning
General tax planning
Options & derivatives strategies
Retirement income strategy
Occupation focus
Founder/Business Owner
Self-Employed
Demographic focus
Expats
Fee options
Tax preparation fees ranging from $150 to $1,500
1.00% annually
Main office location
Financial Freedom Capital Management
Naples FL, United States
Number of offices
1
Most active in
Financial Freedom Capital Management has reported serving >5 clients in these states in the last 12 months.
Arizona · California · Florida · New York · Tennessee · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
Forms ADV
Quick links
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