Financial Forum, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$285,773,471
Total clients
572
13% high-net worth
Total advisors
3
of 4 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
191
Average account size
$499,604
About
Financial Forum serves individuals, high‑net‑worth clients, businesses, and nonprofit organizations with investment management, financial planning, and related consulting services. The SEC‑registered adviser manages roughly $286 million across its client base and provides tailored advice with no stated asset minimum.
The firm’s investment approach is grounded in Modern Portfolio Theory and combines long‑ and short‑term securities strategies, passive allocations, and selective use of options and margin where appropriate; clients complete an investor questionnaire to establish objectives and risk tolerances. Financial Forum generally manages accounts on a discretionary basis, aggregates trades for execution, and can access and trade certain external accounts (such as employer retirement or HSA accounts) through the Pontera order management system.
What is distinctive about the firm is that it sponsors a wrap fee program for some existing clients while primarily opening new accounts on a non‑wrap basis, a model that is uncommon among similarly sized supported firms. The brochure also discloses that some advisers are licensed insurance agents and that the firm receives certain custodial and third‑party services (including portfolio tools provided by a custodian), each of which the firm identifies and manages as potential conflicts of interest.
Client services
Expertise
Occupation focus
Fee options
$0 - $500,000: 1.25% $500,001 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.85% $5,000,001+: 0.70%
Insurance product commissions may be earned by some representatives
$150 per hour for standalone financial planning services
Main office location
Financial Forum, Inc.
501 N Riverpoint Blvd., Ste 104
Spokane WA 99202, United States
Number of offices
1
Most active in
Arizona · California · Colorado · Florida · Idaho · Louisiana · Montana · Nebraska · Oregon · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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