Financial Consulting Professionals, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$10,400,000
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Financial Consulting Professionals provides advisory services primarily to employer‑sponsored retirement plans and their participants, and also offers portfolio management and financial planning to individual clients, including non‑high‑net‑worth individuals. Services described in the brochure include both discretionary and non‑discretionary investment management, retirement plan consulting, selection and monitoring of designated investment alternatives and QDIAs, and participant education and administrative support.
The firm implements client engagements by drafting investment policy statements and applying those IPS criteria to the selection, monitoring, and replacement of plan investments, model portfolios and, when engaged, third‑party managers; it may serve as an ERISA fiduciary under either discretionary (3(38)) or nondiscretionary (3(21)) arrangements. Its investment analysis draws on cyclical analysis and modern portfolio theory and typically follows a long‑term trading approach with periodic monitoring and IPS‑driven reviews.
Distinctive aspects compared with many peers include an emphasis on non‑discretionary assets and pension consulting—services the brochure highlights that are uncommon among investment‑manager firms—and the firm’s practice of directing clients to other advisers for which it may receive a fee share. The brochure also discloses that firm personnel are licensed insurance agents and may offer commissionable insurance products, a potential conflict of interest clients are asked to consider.
Client services
Expertise
Fee options
Flat fees for pension consulting range from $1,000 to $250,000; project-based fees range from $500 to $100,000; fixed financial planning fee is $1,000.
$0 - $499,000: 1.00% $500,000 - $999,999: 0.75% $1,000,000 - $4,999,999: 0.50% $5,000,000 - $9,999,999: 0.40% $10,000,000 - $19,999,999: 0.30% $20,000,000+: 0.25%
Investment advisor representatives may also accept commissions for the sale of securities and other products to clients.
Main office location
Financial Consulting Professionals, LLC
7028 E. Friess Drive
Scottsdale AZ 85254, United States
Number of offices
1
Most active in
Arizona
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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