Financial Boss
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
8
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$0
About
Financial Boss Advisors LLC is a fee-only, state-registered independent adviser that offers individualized portfolio management and comprehensive financial planning to individuals, high‑net‑worth individuals, and families. The firm’s services include investment management (including use of independent managers and held‑away account management), ongoing planning retainers, and standalone financial plans.
The firm emphasizes an asset‑allocation and modern portfolio theory approach, primarily implementing passive portfolios with strategic and tactical allocation and the option to incorporate socially responsible (ESG) strategies. Client engagements include a written investment policy, quarterly reviews, and educational guidance embedded in planning work—covering topics such as car‑buying and home‑buying advice, rental real estate analysis, and stock compensation strategies.
A few features distinguish Financial Boss from many peers: it is affiliated with an in‑house tax and accounting firm (Tax Boss Advisors LLC) and includes tax preparation for advisory clients within its planning retainer while disclosing the resulting conflict of interest. The firm operates as a solo practitioner with a very small client base, reported $0 in assets under management as of December 31, 2025 despite offering percentage‑of‑AUM fees, and also participates in third‑party platforms (a held‑away account platform and Altruist’s model marketplace) and client education/workshop offerings.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Tax preparation
Expertise
Equity Recipients (RS/RSU, SOP, ESPP)
College savings (529s, UTMA, etc.)
Tax-loss harvesting
Occupation focus
Founder/Business Owner
Executive
Demographic focus
Mid-Career Professionals
Young Families
Values-based investing
Fee options
$1 - $500,000: 0.88% $500,001 - $750,000: 0.80% $750,001 - $1,000,000: 0.70% $1,000,001 - $1,500,000: 0.60% $1,500,001 - $2,500,000: 0.50% $2,500,001 - $3,500,000: 0.40% $3,500,001 - $5,000,000: 0.30% $5,000,001+: 0.25%
Fixed monthly fee ranging from $1 to $1,000 per month depending on the service tier selected for financial planning services without investment management for clients with $500,000 or less in assets
Fee-only: Fixed monthly fee ranging from $1 to $1,000 per month depending on the service tier selected for clients with $500,000 or less in assets under management
Main office location
Financial Boss
100 Terminal Drive
Plainview NY 11803, United States
Number of offices
1
Most active in
Financial Boss has reported serving >5 clients in these states in the last 12 months.
New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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