Financial Asset Management Corp
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$436,155,418
Total clients
204
51% high-net worth
Total advisors
3
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
68
Average account size
$2,138,017
About
Financial Asset Management Corporation provides financial planning, consulting and investment management to individuals (including high-net-worth clients), small business owners, and pension/profit-sharing plans. The firm manages approximately $436 million in client assets across discretionary and non-discretionary mandates and serves roughly 200 clients with a small advisory team.
FAM implements portfolios using model allocations informed by fundamental and cyclical analysis, primarily employing mutual funds and ETFs and, when appropriate, individual securities and Independent Managers. Its strategies are generally long‑term in orientation though short‑term trades can occur, and the firm does not engage in option‑writing or other aggressive trading approaches directly.
Noteworthy differences from many peers include a fee framework that emphasizes an initial planning fee followed by ongoing fixed quarterly fees set for multiyear periods, alongside legacy clients who remain on traditional asset‑based fee arrangements. The firm also maintains custodial access (including direct fee debit authority and standing letters of authorization) and receives institutional support from its recommended custodian, factors that can affect operational practices and create potential conflicts of interest to evaluate.
Client services
Expertise
Occupation focus
Fee options
$0 - $750,000: Initial Planning Fee $4,400; Quarterly Fee $2,200 $750,001 - $1,000,000: Initial Planning Fee $5,000; Quarterly Fee $2,500 $1,000,001 - $1,250,000: Initial Planning Fee $5,600; Quarterly Fee $2,800 $1,250,001 - $1,500,000: Initial Planning Fee $6,200; Quarterly Fee $3,100 $1,500,001 - $1,750,000: Initial Planning Fee $6,800; Quarterly Fee $3,400 $1,750,001+: Additional $600 Initial Fee and $300 Quarterly Fee for each $250,000 increase over $1,750,000
Account minimum: $750,000 Minimum fee: Initial Planning Fee starting at $4,400 for up to $750,000 Investable Assets; Quarterly Fee starting at $2,200 for up to $750,000 Investable Assets Fee-only: Fixed initial and quarterly fees as per tiered schedule; some legacy clients charged 0.60% to 1.00% annually AUM fees
Main office location
Financial Asset Management Corp
26 South Greeley Ave
Chappaqua NY 10514, United States
Number of offices
2
Most active in
Connecticut · Florida · New Hampshire · New Jersey · New York · Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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