Financial Advisory Group, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,203,721
Total clients
12
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$350,310
About
Financial Advisory Group, Inc. provides discretionary asset management and comprehensive financial planning to high‑net‑worth individuals, trusts, nonprofits, small businesses and estates. The firm’s client focus is on wealthier and institutional household types rather than serving retail individual (non–high‑net‑worth) clients.
The firm constructs tailored investment programs based on each client’s goals, time horizon and risk tolerance and exercises discretionary authority to implement and monitor those programs. Its methods include asset allocation analysis and Monte Carlo planning, with periodic account reviews and written financial plans delivered on a defined timeline.
Noteworthy features include a relatively small client base and modest assets under management, and a recent registration as an investment adviser after earlier business activity. The firm’s principal also maintains licensed insurance activities (allocating a portion of time to selling insurance products for separate compensation) and other small business interests, disclosures the firm identifies as potential conflicts and says it mitigates through procedures and client disclosures; clients are required to custody assets through Schwab Advisor Services.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Fee options
$0 - $1,000,000: 1.70% $1,000,000+: 1.00%
Fee-only: Fixed fee between $1,000 and $10,000 based on complexity and unique client needs
Main office location
Financial Advisory Group, Inc.
3601 Commerce Court, Suite 3
Appleton WI 54911, United States
Number of offices
1
Most active in
Financial Advisory Group, Inc. has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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