Filon Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,000,000
Clients
4
75% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
Very LowAverage account size
$500,000
About
Filon Capital provides discretionary and non-discretionary portfolio management to individuals, high‑net‑worth clients, pooled investment vehicles, and pension and profit‑sharing plans. The firm prepares an investment policy statement for each client, monitors portfolios regularly, and may be granted trading authority to implement investment decisions on clients’ behalf.
The firm applies modern portfolio theory and quantitative analysis and concentrates its recommendations on futures while also advising on equities, fixed income, ETFs and commodities. Filon employs active techniques including short‑term trading, short sales, margin and options, and delivers regular account reporting through the client’s custodian.
Filon’s practice is notable among peers for accepting performance‑based fee arrangements with a high‑water mark and for managing pooled investment vehicles, both of which are relatively uncommon for firms in this cohort and create distinct incentive and allocation considerations. The firm requires use of a specified custodian (Interactive Brokers) and documents policies intended to address conflicts from side‑by‑side management and personal trading.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Factor investing / smart beta
Fee options
1.00% annually
15.00% of capital appreciation with high water mark
Main office location
Filon Capital
2600 Douglas Road, Suite 800
Coral Gables FL 33134, United States
Number of offices
1
Most active in
Filon Capital has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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