Fig Tree Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,765,445
Clients
23
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
23
TypicalAverage account size
$294,150
About
Fig Tree Capital provides fee-based financial planning and non-discretionary investment management to individuals and high-net-worth clients. Services described in the brochure include ongoing portfolio management (with prior client approval for trades), hourly financial planning and public seminars and workshops.
The firm’s investment work is grounded in fundamental analysis and tailored investment policy statements, with periodic reviews generally performed quarterly and more often as needed. Investment strategies can include long- and short-term holdings, trading and options positions, but Fig Tree seeks client approval before executing transactions and documents client objectives and restrictions.
Fig Tree Capital reports managing about $6.8 million across roughly two dozen clients, and it characterizes all managed assets as non‑discretionary—a setup that is uncommon among independent advisory firms. The principal holds CFA and CFP credentials, the firm participates in Charles Schwab’s institutional program (with disclosed economic benefits), does not sell insurance or annuity products, and forwards proxy materials to clients rather than voting them.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $1,000,000: 1.70% annually $1,000,001 - $2,500,000: 1.50% annually $2,500,001 - $5,000,000: 1.20% annually $5,000,001+: 1.00% annually
$200 per hour (negotiable)
Account minimum: $250,000
Main office location
Fig Tree Capital
Pasadena CA, United States
Number of offices
1
Most active in
Fig Tree Capital has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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