F
Fifth Point Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,315,241
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
6
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$219,207
About
Fifth Point Advisors LLC provides discretionary portfolio management to a small roster of clients, concentrating on high‑net‑worth individuals and a private pooled vehicle (Woodridge Capital LP), and also offers separately managed accounts that are governed by individualized Investment Policy Statements. Services include asset allocation, security selection, and regular portfolio monitoring, with quarterly reporting delivered through the custodian.
The firm uses a mix of fundamental, quantitative, technical, charting and cyclical analysis and employs a range of strategies from long‑term investments to short sales, margin and equity options, including the use of derivatives in separately managed accounts. Fifth Point manages both performance‑based accounts (its private fund) and traditional asset‑based accounts on a discretionary basis and discloses policies intended to address side‑by‑side conflicts and to seek best execution.
What distinguishes the firm from many solo independents is its role as sponsor/adviser to a private fund while operating with modest regulatory AUM and a very small client base, and its disclosure that it may recommend that pooled vehicle to suitable clients, a practice that gives rise to potential conflicts of interest. The firm also requires clients to use a specific custodian/broker‑dealer (Interactive Brokers) and deducts fees directly from client accounts, concentrating execution and operational arrangements relative to many peers.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Private / alternative investments
Active portfolio management
Fee options
$0 - $999,999: 2.00% annually $1,000,000+: 1.00% annually
10.00% of capital appreciation for accredited investors in the private fund
Main office location
Fifth Point Advisors LLC
Ettrick WI, United States
Number of offices
1
Most active in
Fifth Point Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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