Fifth Avenue Wealth Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$24,260,000
Clients
10
80% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$2,426,000
About
Fifth Avenue Wealth Advisors is a small, independent registered investment adviser that provides discretionary asset management and investment advice to individuals and institutional entities. The firm serves high‑net‑worth households as well as pension and profit‑sharing plans, trusts, estates and business entities, and charges fees based on a percentage of assets under management.
The firm’s investment process uses fundamental analysis combined with strategic and tactical asset allocation, emphasizing long‑term holdings and periodic rebalancing; it may manage client accounts using model portfolios and exercises discretionary authority when agreed. Fifth Avenue Wealth Advisors uses a third‑party managed‑account platform (Envestnet) for portfolio implementation and conducts portfolio reviews at least quarterly.
What distinguishes the firm from many solo advisers is its explicit work with institutional clients (such as pension and profit‑sharing plans) alongside a concentrated client base of about ten relationships and approximately $24.3 million in discretionary AUM. The firm’s principal brings accounting and advanced legal credentials to the advisory practice, and the firm does not accept proxy‑voting responsibilities, leaving voting decisions to clients.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Wealth management
Real estate investing
Fee options
$0 - $3,000,000: 1.000% $3,000,001 - $5,000,000: 0.750% $5,000,001 - $10,000,000: 0.600% $10,000,001+: 0.500%
Account minimum: $1,000,000
Main office location
Fifth Avenue Wealth Advisors LLC
45 Rockefeller Plaza, Suite 2000
New York NY 10111, United States
Number of offices
1
Most active in
Fifth Avenue Wealth Advisors LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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