Fien Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$137,710,371
Total clients
107
50% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
54
Average account size
$1,287,013
About
Fien Capital Management provides investment management and consulting to a mix of individual clients (including high-net-worth individuals) and institutional entities such as retirement plans, charitable institutions, foundations, endowments, trusts, estates and corporations. The firm offers ongoing portfolio management and consulting, generally under written advisory agreements that specify discretionary or non-discretionary authority.
The firm’s investment process relies primarily on fundamental analysis and long-term portfolio construction, using bonds, stocks, ETFs and mutual funds with an asset-allocation approach across cash equivalents, income-oriented and equity-oriented securities. Portfolios are tailored to client risk tolerance, time horizon, cash flow and tax considerations, and accounts are reviewed on a continuing basis with in-depth quarterly reviews.
Notably, all of the firm’s reported assets are managed on a discretionary basis and the firm accepts a range of institutional clients in addition to individual investors, which is less common for firms of its size. Fien recommends Charles Schwab as custodian and uses Schwab Advisor Services’ institutional support, maintains a Code of Ethics that permits monitored employee trading with pre-clearance, and typically votes client proxies (disclosing and seeking consent for material conflicts).
Client services
Expertise
Fee options
Fixed charge or annual fee may be charged, specific amounts not stated
$0 - $500,000: 1% $500,000+: 0.75%
Hourly rate available, specific amounts not stated
Main office location
Fien Capital Management, LLC
110 Allens Creek Road
Rochester NY 14618, United States
Number of offices
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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