Fiduciary Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$15,041,166
Total clients
66
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
66
Average account size
$227,896
About
Fiduciary Wealth provides discretionary investment management and advisory services to individual clients seeking long‑term growth with a moderate to aggressive risk tolerance. The firm manages about $15 million across roughly 66 client relationships and generally requires a $250,000 minimum to open an account.
The firm constructs concentrated, non‑diversified portfolios that are primarily invested in exchange‑traded equity securities and are managed using technical, quantitative and cyclical analysis; strategies may include long‑ and short‑term trading and option transactions (including covered and uncovered option positions). Fiduciary Wealth typically has full discretionary trading authority and charges percentage‑of‑assets fees billed quarterly in advance.
Compared with many peers, the firm’s explicit use of concentrated equity positions combined with technical/quantitative methods and the potential use of uncovered options is atypical and can result in higher volatility and trading activity. The firm’s principal has a disclosed 2012 FINRA Acceptance, Waiver & Consent involving a short suspension and a $5,000 fine (the fine is payable only if the principal affiliates with a FINRA member firm); the matter involved following clients’ loss‑limiting instructions without written documentation and did not result in customer losses or complaints.
Client services
Portfolio management
Expertise
Concentrated stock management
Active portfolio management
Fee options
$0 - $100,000: 2.00% annually $100,001 - $1,000,000: 1.50% annually $1,000,000+: 1.00% annually
Account minimum: $250,000
Main office location
Fiduciary Wealth
3800 American Boulevard West, Suite 1500
Bloomington MN 55431, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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