Fiduciary Planners
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,700,000
Clients
8
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$212,500
About
Fiduciary Planners is a single-advisor independent registered investment adviser that provides individualized financial planning, discretionary portfolio management, investment consulting and pension consulting to individuals and to pension and profit‑sharing plans. It also offers non‑discretionary portfolio review and participant‑education services for accounts such as 401(k) and other qualified plans.
The firm emphasizes ongoing, collaborative financial planning delivered through a negotiated Personal Wealth Management engagement that includes discretionary management, model or custom portfolios, periodic monitoring and rebalancing, and access to third‑party managers when appropriate. Its brochure describes the use of fundamental, technical and cyclical analysis and discloses potential use of more complex strategies — including short sales and structured instruments — and an ERISA fiduciary role when advising clients about retirement rollovers.
Distinctive features relative to many peers include the principal’s active activity as a licensed independent insurance agent and as an Independent Marketing Associate for Pre‑Paid Legal Services, arrangements that generate commission income the firm discloses and may offset against advisory fees. The firm also highlights its pension consulting and participant education services, its practice of fully disclosing third‑party manager compensation and dollar‑for‑dollar offsets, and its small, solo‑practitioner scale which shapes its fee negotiation and client service model.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
General retirement planning
Business sale tax planning
Income planning
Occupation focus
Founder/Business Owner
Fee options
Personal Wealth Management Fee is a negotiated fixed annual fee based on client's total wealth and complexity, paid monthly or quarterly in advance
Persons providing investment advice may earn commissions from selling insurance products and memberships, separate from advisory fees
Hourly financial consulting fee is $350 per hour, available only for limited scope consultation
Minimum fee: Starting as low as $2,400 annually ($200 per month) up to $120,000 annually ($10,000 per month) for Personal Wealth Management fees Fee-only: Personal Wealth Management Fee is a negotiated fixed annual fee paid monthly or quarterly in advance, including financial planning and portfolio management services; hourly financial consulting available at $350 per hour for limited scope advice
Main office location
Fiduciary Planners
Huntington Beach CA, United States
Number of offices
1
Most active in
Fiduciary Planners has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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