Fiduciary Organization, LLC

Fiduciary Organization, LLC is a fee-only registered investment adviser that serves individuals (including high-net-worth clients), retirement plans, charitable organizations, and businesses. The firm offers investment management, both ongoing and project-based financial planning, and retirement plan consulting and management, operating with a small advisory team and roughly $11 million in assets under management for about 84 clients.

The firm builds client-specific investment policies and typically implements those plans on a discretionary basis, using asset allocation, a mix of passive and active strategies, and both fundamental and technical analysis tools; it also refers clients to outside managers when appropriate. Fiduciary Organization emphasizes ongoing and project-based planning engagements, and may incorporate socially responsible investment options and use third-party managers while monitoring their holdings and compliance.

Compared with similar small advisory firms, Fiduciary Organization discloses an outside-affiliation with an accounting firm (Morkel Financial), noting the accounting activities are separate from advisory services and are limited in scope, and it offers educational seminars and workshops to groups and the public as part of its service mix. The brochure also notes operational features that may be atypical for peers — such as using DBAs for marketing, a recently established registration (2023), and the ability to serve as an ERISA investment manager for retirement plans — which may be useful considerations for prospective clients.