FiduciaOne
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$35,390,155
Total clients
42
40% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
42
Average account size
$842,623
About
The firm works with individuals, retirement plans, trusts, estates, charitable organizations and small business clients, offering discretionary portfolio management, retirement plan consulting, and comprehensive financial planning delivered on hourly, fixed‑fee, or ongoing bases. Engagements typically include a written Investment Policy Statement and periodic reviews tied to clients’ goals, time horizon and risk tolerance.
The firm’s investment process combines fundamental analysis and modern portfolio theory to set asset allocation and select investments, using mutual funds, ETFs, equities, fixed income and insurance products (including annuities) and employing both long‑ and short‑term trading as needed. Accounts are generally managed on a discretionary basis, with documented risk tolerance, monthly custodian reporting and at least annual portfolio reviews.
Distinctive features include that firm personnel are licensed insurance agents and Enrolled Agents for tax preparation, and the brochure discloses the sale of insurance and other financial products (with potential commission compensation) alongside advisory services. The firm documents and discloses these conflicts, and it uses formal checklists and retrospective reviews when making retirement‑account rollover recommendations so clients can evaluate insurance or tax solutions independently.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Annuities
General tax planning
Cash flow / budgeting
Fee options
Comprehensive financial planning on a project basis: $1,800 to $6,000; ongoing planning fixed fees $100 to $1,000 per month
$5,000 - $249,999: 1.50% $250,000 - $499,999: 1.25% $500,000 - $999,999: 1.00% $1,000,000 - $2,499,999: 0.80% $2,500,000 - $4,999,999: 0.65% $5,000,000+: Negotiable
$250 to $500 per hour for comprehensive financial planning
Account minimum: $5,000 Fee-only: Financial planning fees: fixed fees $100-$1,000 per month; project fees $1,800-$6,000; hourly fees $250-$500 per hour
Main office location
FiduciaOne
N27 W23953 Paul Rd., Suite 105
Pewaukee WI 53072, United States
Number of offices
1
Most active in
FiduciaOne has reported serving >5 clients in these states in the last 12 months.
California · Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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