Ficadenti Tandon Asset Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$19,797,303
Clients
37
0% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
37
HighAverage account size
$535,062
About
Ficadenti Tandon Asset Management, Inc. provides discretionary investment management and investment consulting to individuals, families, trusts, businesses and retirement plans. The firm also establishes and maintains retirement plans (including plan design, vendor and investment-menu selection and periodic reviews) and offers hourly investment consulting with an initial hour provided free.
Portfolios are tailored through confidential discussions about a client’s financial status, time horizon and risk tolerance, and an investment policy statement is integrated into the management agreement. The firm uses fundamental, technical and charting analysis and implements a range of strategies — including long- and short-term purchases, trading, short sales, margin and option writing — with quarterly and annual reviews and monthly custodian reports.
Compared with many peers, the brochure discloses that the firm offers performance-based fee arrangements for qualified clients (a modest discount to standard AUM fees plus a 20% incentive on returns above an agreed benchmark) and limits the use of higher-risk techniques to those performance accounts to address conflicts. The firm also highlights retirement-plan administration details (for example, a Solo 401(k) loan administration fee), states it does not receive soft-dollar benefits, and manages roughly $19.8 million in discretionary assets for a relatively small client base.
Client services
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Options & derivatives strategies
Retirement plans for business owners (SEP, solo 401k)
Real estate investing
Occupation focus
Founder/Business Owner
Executive
Fee options
$250 administrative fee for each loan taken against a client’s Solo 401(k) plan.
$25,000 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001+: 1.00%
$350/hour for investment consulting services, initial hour free.
For qualified clients: 0.25% discount on standard AUM fee plus 20% of annual portfolio performance above agreed benchmark.
Account minimum: $100,000 Fee-only: Investment consulting services at $350/hour, initial hour free. No commissions received.
Main office location
Ficadenti Tandon Asset Management, Inc.
Springfield VA, United States
Number of offices
2
Most active in
Ficadenti Tandon Asset Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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