FHZ Wealth Management, LLC

FHZ Wealth Management, LLC provides sub‑advisory portfolio management services to unaffiliated third‑party investment advisers, managing client accounts on behalf of those advisers rather than serving individual retail (non‑HNW) clients directly. The firm is a single‑member LLC operated by its sole owner and reported no assets under management as of December 31, 2024.

In its sub‑advisory role FHZ manages assets according to the objectives, guidelines, and restrictions supplied by the hiring adviser and employs multiple methods of analysis — including fundamental, technical, quantitative, and qualitative approaches — as well as strategies ranging from long‑term holdings to short‑term trading. When granted discretion FHZ executes trades and provides periodic reporting to the third‑party adviser, while custody and directed brokerage remain under the hiring adviser’s arrangements.

Noteworthy differences from many peers include FHZ’s compensation model, which is derived from sub‑advisory agreements with other advisers rather than direct percentage‑of‑AUM billing to retail clients, and its exclusive focus on serving other investment advisers rather than individual non‑HNW clients. The firm also discloses regulatory disciplinary events: a 2018 consent order concerning unauthorized private securities transactions and undisclosed outside business activities (including disgorgement), followed by a FINRA acceptance, waiver and consent that included a 16‑month suspension and a monetary sanction.