FESC Asset Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$340,000
Clients
6
0% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$56,667
About
FESC Asset Management LLC provides discretionary portfolio management and investment supervision for individual clients and certain entities through separately managed accounts. The firm’s brochure indicates it uses the common percentage-of-AUM billing model but also offers arrangements that include performance-based compensation for eligible clients.
Investment approach is a flexible, multi-asset global macro strategy that establishes long and short positions across U.S. and foreign equities, bonds, ETFs, options and spot foreign exchange; portfolios are constructed from multiple sub‑strategies that can span intraday to multi‑year timeframes. The adviser relies on quantitative analysis and, where appropriate, algorithmic trading, manages accounts on a discretionary basis, and conducts ongoing reviews with an initial short lock-up on contributions.
What is distinctive is the combination of very small scale—roughly $340,000 in discretionary AUM and a handful of clients—and the use of performance-fee arrangements (subject to qualified-client rules) alongside trading in complex, cross‑border markets. The brochure also highlights operational and personnel ties to Mexico (Mexican contact information and Mexican market experience) and custody relationships with Interactive Brokers, signaling a non‑U.S. orientation that is uncommon for similarly sized supported firms.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
0% to 1.50% annually (varies by account size and discretion)
25% of profits annually for qualified clients, subject to hurdle rates (0.5% to 10%), high water mark, and loss carryforward provisions.
Account minimum: $300,000 Fee-only: Management fee of 0% to 1.50% annually of AUM, paid quarterly; fees may be adjusted for account size or composition but no standard minimum fee stated.
Main office location
FESC Asset Management LLC
5301 Alpha Road, Suite 80
Dallas TX 75240, United States
Number of offices
1
Most active in
FESC Asset Management LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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