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Ferris Wheel Finance, Inc.

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Client assets under management

$41,047,124

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Clients

296

3% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

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Clients per advisor

148

Very High

Average account size

$138,673

About

Ferris Wheel Finance serves individual and high-net-worth clients as well as business entities, providing discretionary asset management alongside comprehensive and ad hoc financial planning. The firm also conducts public seminars and workshops intended to educate attendees about investments and the services it offers.

The firm typically manages accounts under discretionary authority and tailors portfolios to documented client goals and risk tolerances, using methods that include fundamental, technical, charting and cyclical analysis. It may engage third‑party sub‑advisors to manage all or portions of client assets, conducts periodic account reviews (quarterly and as market conditions warrant), and uses an institutional custodian and platform for trade execution and reporting.

Distinctive features disclosed in the brochure include the firm’s use of educational seminars/workshops as an outreach and service element and the prominence of third‑party credentials in its materials (including a Certified Kingdom Advisor designation). The firm operates with a small advisory team managing roughly $41 million in client assets and discloses a marginal outside insurance practice by its principal, noting that insurance recommendations could involve typical commission compensation and are subject to the firm’s conflict‑of‑interest disclosures.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

General retirement planning Retirement income strategy Social Security optimization College savings (529s, UTMA, etc.)

Fee options

Fixed

Comprehensive financial planning fees range from $2,000 to $10,000 depending on investable assets.

Percentage

$0 - $500,000: 1.20% annually $500,001 - $2,000,000: 1.10% annually $2,000,001 - $4,000,000: 1.00% annually $4,000,001 - $5,000,000: 0.80% annually $5,000,001 - $10,000,000: 0.70% annually Over $10,000,000+: 0.60% annually

Commissions

Insurance agent commissions received by principal owner for insurance products sold, separate from advisory fees.

Project-based

Adhoc financial planning charged at $250 per hour.

Other

Fee-only: Comprehensive financial planning fixed fees: $2,000 to $10,000 based on investable assets; $500 discount if assets managed by firm. Adhoc financial planning: $250 per hour.

Main office location

Ferris Wheel Finance, Inc.

871 Venetia Bay Blvd, Suite 201

Venice FL 34285, United States

Number of offices

2

Most active in

More info

Florida · Massachusetts · Ohio · Tennessee

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 941-483-3600

Advisors at this firm

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user avatar

Jessica S

Series 65

Knoxville, TN

Ferris Wheel Finance, Inc.

Jessica Shular is a financial advisor at Ferris Wheel Finance, Inc. in Knoxville, TN, holding a Series 65 designation with two years of industry experience. Her prior work includes various roles in hospitality and business services. Ferris Wheel Finance, Inc. provides discretionary asset management and financial planning to individuals, high-net-worth clients, and business entities, managing approximately $35.7 million across about 282 clients. The firm offers ongoing portfolio management, comprehensive and ad-hoc financial plans, and educational seminars and workshops.

General retirement planning Retirement income strategy Social Security optimization College savings (529s, UTMA, etc.)
user avatar

Katherine H

Series 66

Venice, FL

Ferris Wheel Finance, Inc.

Katherine Hyland Mercer is a financial advisor at Ferris Wheel Finance, Inc. with 10 years of industry experience. She holds a Series 66 designation and has worked at Wells Fargo Clearing and operated her own business ventures, including Business Concepts, Inc. and Lucky Compass Enterprise, Inc. Outside of her advisory role, she oversees Business Concepts, Inc., a non-investment related business. Ferris Wheel Finance, Inc. provides discretionary asset management and financial planning services to individuals, high-net-worth clients, and business entities. The firm manages approximately $35.7 million for about 282 clients, using a mix of fundamental, technical, charting, and cyclical investment methods, and offers educational seminars and workshops.

General retirement planning Retirement income strategy Social Security optimization College savings (529s, UTMA, etc.)
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