Fenwick Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,410,405
This total excludes 6 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
39
10% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
39
HighAverage account size
$343,857
About
Fenwick Investments, LLC provides investment supervisory services, financial planning, and referrals to third‑party money managers for individuals, charitable organizations, corporations, institutions and pension plan participants. The firm prepares an Investment Policy Statement for each client and manages portfolios across mutual funds, equities, bonds, ETFs and other pooled vehicles, with financial planning offered on an hourly basis.
Fenwick’s investment process emphasizes fundamental analysis and a long‑term trading approach, documenting each client’s risk tolerance and time horizon and commonly operating under discretionary authority to implement portfolio decisions. The firm recommends Charles Schwab & Co., Inc. Advisor Services as custodian and requires clients to use its recommended custodian; it also may direct clients to third‑party managers and receive a disclosed fee‑share for those referrals.
Notable features compared with peers include the principal’s licensure as an insurance agent and mortgage loan originator, which enables the firm to offer commissionable insurance products alongside advisory services and is disclosed as a potential conflict of interest. The firm’s client base and services include pension plan participants and pension‑related consulting and referrals — activities that are less common among independent advisers of this size.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Wealth management
General retirement planning
College savings (529s, UTMA, etc.)
Fee options
$1 - $100,000: 1.50% $100,001 - $2,000,000: 1.00% $2,000,001+: 0.75%
$250 per hour for financial planning, negotiable
Fee-only: Financial planning hourly fee $250/hour, negotiable
Main office location
Fenwick Investments, LLC
35 Railroad Row, 4 Th Floor
White River Junction VT 05001, United States
Number of offices
2
Most active in
Fenwick Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · New York · Vermont
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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