Fenwick Financial

The firm provides investment management and financial planning to individual investors and also accepts charitable organizations and corporate or business clients, in addition to serving some high-net-worth individuals. Its services include discretionary portfolio management, financial planning and consultations related to cash flow, education, and retirement, plus a one-time child account planning service for account setup and initial seed funding.

Portfolios are managed under a written Investment Policy Statement using a mix of fundamental and technical analysis, with discretionary authority typically exercised for security selection, trade size, and broker choice; strategy offerings include an Income Account focused on high-income ETFs, covered-call strategies and REITs, and a Growth Account that may include leveraged ETFs. The firm also produces educational content and may disclose the principal’s personal account performance for educational purposes, publishes periodicals or books, and periodically hosts seminars or workshops.

Noteworthy for an independent advisory of its size, the firm charges asset-based advisory fees while also offering paid publications/subscriptions and separate fees for seminars—features that are uncommon among peers. It manages roughly $1.5 million across a small client base, accepts a wider set of investment instruments (including private funds and cryptocurrencies), and discloses the option to convert certain child-account engagements into ongoing advisory relationships if the custodian permits third-party management.