Fein Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
20
50% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
20
LowAverage account size
$0
About
Fein Advisors provides financial planning and investment and retirement plan reviews for individual clients, tailoring recommendations on investments, pre‑ and post‑retirement issues, and tax‑efficient approaches. The firm serves a small roster of individual clients and focuses on delivering personalized plans and perspective on industry alternatives rather than acting as a custodian.
The advisor emphasizes education and comparative analysis — for example, discussing the pros and cons of portfolio managers versus tactical asset allocation — and delivers periodic reviews on request or when clients’ situations change. Fein Advisors does not accept discretionary authority over client accounts and does not hold client assets; implementation and custody remain with the client’s chosen broker or custodian.
Notably, the firm does not offer portfolio management services for individual accounts and does not use percentage‑of‑assets‑under‑management fee arrangements, both of which are uncommon among independent advisers. The practice is run by an experienced, CFP‑certified former corporate finance director, maintains a small client load with no supervised staff, and discloses occasional personal trading in widely held securities.
Client services
Financial planning
Expertise
General retirement planning
Tax-loss harvesting
Fee options
$600-$3,500 per comprehensive plan; flat fee for advice on investment selection
$125/hour
Fee-only: $125/hour or $600-$3,500 per comprehensive plan
Main office location
Fein Advisors
Cincinnati OH, United States
Number of offices
1
Most active in
Fein Advisors has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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