Fedeli Financial, LLC

Fedeli Financial provides ongoing portfolio management and investment advice to individual and high-net-worth clients, preparing individualized Investment Policy Statements and advising across a range of instruments including mutual funds, fixed income, real estate funds (including REITs), ETFs, annuities, private placements, venture capital funds and options. The firm charges asset-based fees on a blended, tiered schedule and reports approximately $5.1 million in assets under management.

The firm’s investment process draws on multiple methods of analysis — charting, cyclical, fundamental, quantitative, modern portfolio theory and technical analysis — and employs long- and short-term trading as well as options strategies. It documents client risk tolerance and objectives in written Investment Policy Statements, monitors accounts regularly, and states it will obtain client authorization prior to effecting transactions and provide quarterly custodian reports.

Notable for its small client base and concentrated assets under management, the brochure indicates a focus on high-net-worth relationships rather than mass-market individual clients. The firm also discloses use of relatively complex instruments (including uncovered options, private placements and venture capital funds), recommends specific custodial platforms (Fidelity and Charles Schwab advisor services), and does not participate in wrap fee programs or receive soft-dollar research benefits.