FD Wealth Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
FD Wealth Advisors provides discretionary investment management and ERISA plan advisory services primarily to institutional and retirement-plan clients, including pooled vehicles and plan sponsors. The firm delivers ongoing portfolio management — including investment selection, asset allocation, and monitoring — under written advisory agreements.
Its investment approach draws on fundamental and cyclical analysis alongside Modern Portfolio Theory to build portfolios aligned with documented client objectives and risk tolerances, with periodic reviews and rebalancing. The firm uses both asset-based management and, for qualifying accounts, performance-linked arrangements that are measured against a high-water-mark on a quarterly basis.
Noteworthy distinctions include the firm’s principal operating as a licensed insurance agent who, for a portion of time, offers insurance products for separate compensation — a disclosed potential conflict of interest that the firm addresses through fiduciary obligations and disclosures. The combination of explicit ERISA 3(21) retirement-plan consulting alongside discretionary investment management, together with a small owner-operated structure and reliance on custodial relationships, differentiates the firm from many peers in its category.
Client services
Portfolio management
Pension consulting
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Retirement income strategy
Occupation focus
Founder/Business Owner
Fee options
15% of the quarterly portfolio performance above the high watermark
Account minimum: $1,000,000
Main office location
FD Wealth Advisors, LLC
26635 Agoura Rd,, Ste 200
Calabasas CA 91302, United States
Number of offices
1
Most active in
FD Wealth Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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