F
FD Ball Investment Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,804,467
Clients
9
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
Very LowAverage account size
$200,496
About
FD Ball Investment Advisors is a single‑advisor independent RIA that provides financial planning consultations and discretionary portfolio management for individual clients, covering areas such as cash‑flow, retirement, tax and estate planning. The firm implements investment programs through third‑party platforms and money managers and acts as a liaison for clients who use those managers.
Portfolios are constructed and managed based on each client’s goals, time horizon and risk tolerance, with the advisor exercising discretionary trading authority and performing periodic reviews (at least quarterly) and annual meetings for third‑party managed accounts. The firm uses a mix of fundamental, technical and cyclical analysis and documents client objectives and any imposed investment restrictions in each file.
Noteworthy for an independent firm of this size, the managing member maintains a licensed insurance practice and the brochure discloses that commissions from insurance product sales represent a majority of the managing member’s revenue, a potential conflict the firm says it discloses and seeks to mitigate. The firm also regularly refers clients to third‑party money managers and shares in referral/management fees, and it operates with a very small client base and modest assets under management.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
College savings (529s, UTMA, etc.)
General retirement planning
General tax planning
General estate planning guidance
Fee options
$0 - $500,000: 1.95% (Wrap Fee Program - Schedule I) $500,001 - $1,000,000: 1.75% (Wrap Fee Program - Schedule I) $1,000,001+: 1.50% (Wrap Fee Program - Schedule I) $0 - $500,000: 1.90% (Non-Wrap Fee Program - Schedule II) $500,001 - $1,000,000: 1.70% (Non-Wrap Fee Program - Schedule II) $1,000,001 - $1,500,000: 1.45% (Non-Wrap Fee Program - Schedule II) $0+: 1.00% (Non-Wrap Fee Program - Schedule IV)
Fee-only: Asset management fees based on tiered schedules as detailed above; financial planning services are provided at no charge.
Main office location
FD Ball Investment Advisors, LLC
Las Vegas NV, United States
Number of offices
1
Most active in
FD Ball Investment Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
California · Nevada
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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