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FCG Investment Company

Updated today

Client assets under management

$287,524,682

Clients

294

17% high-net worth

Advisors

10

of 10 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

29

Very Low

Average account size

$977,975

About

FCG Investment Company provides ongoing portfolio management and financial planning to individuals, high‑net‑worth clients, and pension/profit‑sharing plans. The firm offers both discretionary and non‑discretionary management and generally charges asset‑based advisory fees while producing written Investment Policy Statements for each client.

The firm’s investment process combines multiple analytical methods — including fundamental, quantitative, technical, and modern portfolio theory — and emphasizes long‑term investing with a dividend growth orientation; it also uses shorter‑term trading techniques, options, and margin where appropriate. FCG seeks discretionary trading authority for many accounts, documents risk tolerances in client Investment Policy Statements, and conducts at least monthly portfolio reviews.

Notably, FCG is affiliated with a retirement‑plan consulting and accounting company and maintains affiliated legal and accounting practices, as well as an affiliated real estate entity, which the firm discloses as potential conflicts and manages in its policies. The adviser also reports a related brokerage relationship with a major custodian and manages over $568 million with a roughly ten‑advisor team serving under 300 client relationships, reflecting a breadth of in‑house professional services uncommon among peers.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Options & derivatives strategies Active portfolio management

Fee options

Percentage

0.90% annually

Project-based

$100 - $250 per hour

Other

Account minimum: $10,000

Main office location

FCG Investment Company

9040 Garden Arbor Dr, Ste 206

Germantown TN 38138, United States

Number of offices

1

Most active in

Alabama · Arkansas · California · Florida · Georgia · Kentucky · Louisiana · Mississippi · South Carolina · Tennessee · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Lloyd C

Series 63, Series 65

Germantown, TN

FCG Investment Company

Lloyd Crawford is a financial advisor at FCG Investment Company with 25 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at FCG and its affiliated entities since 1996, with prior experience at Mid Atlantic Capital Corporation and Mid Atlantic Financial Management. In addition to his advisory role, he is a partner in Financial Consulting Group, a third-party administrator for retirement plans, and is also a licensed attorney who occasionally provides legal advice to clients. FCG Investment Company offers portfolio management and financial planning services to individuals, including high-net-worth clients, as well as pension and profit-sharing plans. The firm uses individualized investment policy statements and a combination of analytical methods, emphasizing long-term investing and dividend growth strategies while also incorporating shorter-term trading techniques when appropriate.

Options & derivatives strategies Active portfolio management
user avatar

Gurner L

Series 65

Germantown, TN

FCG Investment Company

Gurner Lipscomb is an analyst at EMC Services, LLC and an advisor at FCG Investment Company. He holds a Series 65 designation and has been working in the industry since 2025. Lipscomb has a background as a student from 2015 to the present. FCG Investment Company provides portfolio management and financial planning services to individuals, including high-net-worth clients, as well as pension and profit-sharing plans. The firm uses individualized investment policy statements and a variety of analytical methods, combining long-term investing with shorter-term strategies, while maintaining close ties to related professional services.

Options & derivatives strategies Active portfolio management
user avatar

Kenneth R

Series 63, Series 65

Germantown, TN

FCG Investment Company

Kenneth Riffle is a financial advisor with FCG Investment Company, holding Series 63 and Series 65 credentials and 21 years of industry experience. His prior roles include positions at Mid Atlantic Financial Management, Nuveen Asset Management, and Tradewinds Global Investors. He is also an analyst at EMC Services, LLC, a management services company. FCG Investment Company provides portfolio management and financial planning to individuals, including high-net-worth clients, as well as pension and profit-sharing plans. The firm uses individualized Investment Policy Statements and a variety of analytical methods, emphasizing long-term investing and dividend growth strategies alongside shorter-term trading techniques.

Options & derivatives strategies Active portfolio management
user avatar

William G

Series 65

Germantown, TN

FCG Investment Company

William Gurner is a financial advisor with FCG Investment Company, holding a Series 65 designation and 21 years of industry experience. His prior roles include positions at Nuveen Asset Management, Tradewinds Global Investors, and Mid Atlantic Financial Management. He is also an owner of EMC Services, LLC, a management services company. FCG Investment Company provides portfolio management and financial planning to individuals, including high-net-worth clients, as well as pension and profit-sharing plans. The firm uses individualized Investment Policy Statements and a variety of analytical methods, emphasizing long-term investing and dividend growth strategies while also employing shorter-term trading techniques.

Options & derivatives strategies Active portfolio management
user avatar

Alston W

Series 63, Series 65

Germantown, TN

FCG Investment Company

Alston Wade is a financial advisor at FCG Investment Company with five years of industry experience. He holds Series 63 and Series 65 licenses and has worked at FCG Investment Company since 2020. Wade also maintains a CPA designation and dedicates part of his time to accounting and consulting through Wade Consulting, as well as involvement with a nonprofit conservancy. FCG Investment Company provides portfolio management and financial planning services to individuals, including high-net-worth clients, and pension and profit-sharing plans. The firm uses a comprehensive investment process based on individualized Investment Policy Statements and combines various analytical methods, emphasizing long-term investing and dividend growth strategies.

Options & derivatives strategies Active portfolio management
user avatar

Michael T

Series 65

Germantown, TN

FCG Investment Company

Michael Thompson is a Series 65-licensed financial advisor with FCG Investment Company, where he has worked since 2018. He has seven years of industry experience, including prior roles at Mid Atlantic Financial Management, Inc. Thompson also serves as a reserve officer with the City of Memphis Police Department, assisting with public events. FCG Investment Company provides portfolio management and financial planning services to individuals, including high-net-worth clients, as well as pension and profit-sharing plans. The firm’s investment process incorporates a range of analytical methods and emphasizes long-term investing and dividend growth strategies while maintaining ties to related professional services.

Options & derivatives strategies Active portfolio management
user avatar

Jeremy P

Series 65

Germantown, TN

FCG Investment Company

Jeremy Plyler is a financial advisor at FCG Investment Company with 11 years of industry experience. He holds a Series 65 designation and has worked at FCG Investment Company since 2020, following six years at Mid Atlantic Financial Management, Inc. Plyler is also a partner at Financial Consulting Group, a retirement plan consulting firm. FCG Investment Company provides portfolio management and financial planning services to individuals, including high-net-worth clients, as well as pension and profit-sharing plans. The firm’s investment approach involves individualized Investment Policy Statements and a combination of analytical methods, emphasizing long-term investing and dividend growth strategies alongside shorter-term trading techniques.

Options & derivatives strategies Active portfolio management
user avatar

Mellio S

Series 65

Germantown, TN

FCG Investment Company

Mellio Sulipeck is a financial advisor at FCG Investment Company with nine years of industry experience. He holds a Series 65 designation and has previously worked at WHBQ FOX13 Memphis and Sector Capital Management. Outside of advising, Sulipeck owns and operates EMC Services, LLC, a management services company. FCG Investment Company provides portfolio management and financial planning to individuals, including high-net-worth clients, as well as pension and profit-sharing plans. The firm uses individualized investment policy statements and a combination of analytical methods to guide its investment approach, emphasizing long-term investing and dividend growth strategies while also employing shorter-term techniques.

Options & derivatives strategies Active portfolio management
user avatar

Dennis P

Series 63, Series 65

Germantown, TN

FCG Investment Company

Dennis Plyler is a financial advisor at FCG Investment Company with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at FCG Investment Company since 2020. Prior to this, he was with Mid Atlantic Financial Management, Inc. from 2014 to 2020, and has been a partner in Financial Consulting Group since 1996. Outside of advisory work, he is involved in retirement plan consulting and third-party administration through Financial Consulting Group. FCG Investment Company provides portfolio management and financial planning services to individuals, including high-net-worth clients, as well as pension and profit-sharing plans. The firm uses individualized Investment Policy Statements and a combination of analytical methods, emphasizing long-term investing and dividend growth strategies while also employing shorter-term trading techniques and options where appropriate.

Options & derivatives strategies Active portfolio management
user avatar

Joe M

Series 63, Series 65

Germantown, TN

FCG Investment Company

Joe Meals is a financial advisor with FCG Investment Company, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. He has worked at FCG Investment Company since 2020 and is also the owner of EMC Services, LLC, a management services company. Outside of advising, he serves as CFO for a private general contractor firm specializing in new home construction. FCG Investment Company provides portfolio management and financial planning services to individuals, including high-net-worth clients, as well as pension and profit-sharing plans. The firm emphasizes individualized investment policy statements and employs a range of analytical methods along with long-term investing and dividend growth strategies.

Options & derivatives strategies Active portfolio management
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