F
Fata Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$50,467,589
Total clients
44
30% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
44
Average account size
$1,146,991
About
The firm provides investment management and financial planning to individuals, families and trusts, with a stated emphasis on retirement planning. It generally requires a $1,000,000 account minimum and serves a relatively small client base (about 44 clients), indicating a focus on higher-net-worth households rather than mass-market retail clients.
The firm’s investment philosophy emphasizes broadly diversified, low‑cost securities and a measured-risk allocation consistent with an efficient‑markets view, while tailoring portfolios to client-specific factors such as risk tolerance, age and retirement goals. Accounts are managed on a discretionary basis, reviewed daily, and the advisor may supplement core allocation work with security analysis methods that include fundamental, technical and charting techniques when appropriate.
Noteworthy operational features include firm‑prepared quarterly performance reports for clients and the availability of planning‑only engagements billed on an hourly basis with an upfront deposit. The principal has long industry experience and completed CFP certification in 2023; the firm reports no material outside affiliations or conflicts and does not retain custody of client assets.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
Fee options
0.5% to 2.5%, depending on size and complexity of account (tier ranges not specifically detailed)
Standard rate is $500 per hour for financial planning services.
Account minimum: $1,000,000 Minimum fee: Minimum fee may apply and is adjusted depending on size and complexity of the account; will not exceed 2.5% of managed assets. Fee-only: Standard hourly rate of $500 per hour for financial planning services; planning fees may be minimum fee or hourly-based.
Main office location
Fata Financial
55 Main St., Fl. 2
Tiburon CA 94920, United States
Number of offices
1
Most active in
Fata Financial has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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