Farris Capital Management Inc.

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Client assets under management

$177,504,806

Clients

395

12% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

132

Very High

Average account size

$449,379

About

Farris Capital Management provides financial planning, consulting, and portfolio management to individuals, high‑net‑worth clients, and some business entities. The firm manages roughly $177.5 million for about 395 clients through a mix of advisor‑managed accounts and automated programs offered via Betterment Securities and the Zoe Wealth platform, and it also implements advisory accounts on Fidelity and Charles Schwab custodial platforms.

Investment decisions are guided by a written Investment Policy Statement and a stock‑selection process that emphasizes avoiding companies with stressed fundamentals; portfolios blend index ETFs, fixed‑income mutual funds, defined‑outcome (buffer) ETFs, accelerated outcome ETFs, and individual securities. Farris Capital explicitly uses options and other derivatives in managed accounts (including covered‑call strategies) and employs automated rebalancing and tax‑loss harvesting on its platform offerings, while allowing client‑imposed restrictions and both discretionary and non‑discretionary arrangements.

Noteworthy aspects of the firm include its occasional client newsletters and its provision of educational seminars and workshops, which are highlighted alongside traditional advisory services. The firm’s combination of third‑party platform partnerships (Betterment/Zoe via Apex) with conventional custodial relationships, plus its use of defined‑outcome and leveraged ETF vehicles and options strategies, creates implementation and operational differences that clients may see across account types.

Client services

Financial planning Portfolio management Newsletters or periodicals Educational seminars or workshops

Expertise

Active portfolio management Passive / index investing Options & derivatives strategies Tax-loss harvesting

Fee options

Fixed

Fixed consulting fees ranging from $1,500 minimum to generally no more than $10,000 maximum

Percentage

$0 - $100,000: 1.50% $100,001 - $250,000: 1.35% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.15% $1,000,000 and above+: Negotiable

Project-based

$250 per hour for financial planning services

Other

Account minimum: $5,000 (for Asset Management Services on Fidelity Institutional Wealth Services Platform or Charles Schwab and Co., Inc.; exceptions may be granted) Minimum fee: Minimum fee for financial planning services is $250; minimum fixed fee for consulting services is $1,500 Fee-only: Financial planning charged hourly at $250/hour; consulting services charged fixed fees ranging from $1,500 to $10,000

Main office location

Farris Capital Management Inc.

4425 Plano Pkwy, Ste. 1701

Carrollton TX 75010, United States

Number of offices

Most active in

Louisiana · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Facebook X Website 214-525-2141

Advisors at this firm

Collin D

Series 65

Carrollton, TX

Farris Capital Management Inc.

Collin Day is a financial advisor at Farris Capital Management Inc. with a Series 65 designation and three years of industry experience. His prior work includes roles at WEB TPA Employer Services and involvement with First Southern Baptist Church St. George and the Color Country Baptist Association. Farris Capital Management provides financial planning, consulting, and portfolio management services to individuals, high-net-worth clients, and some business entities. The firm manages approximately $177.5 million across about 395 clients, utilizing a combination of advisor-managed accounts and automated platforms, with an investment approach that incorporates defined-outcome ETFs, options strategies, and client-customized portfolios.

Active portfolio management Passive / index investing Options & derivatives strategies Tax-loss harvesting

Justin F

CFP®, Series 66

Carrollton, TX

Farris Capital Management Inc.

Justin Farris is a CFP® professional with 21 years of industry experience. He has been with Farris Capital Management Inc. since 2011 and previously worked at Securities America Inc. Farris is also licensed as an insurance agent. Farris Capital Management provides financial planning, consulting, and portfolio management to individuals, high-net-worth clients, and some business entities. The firm manages approximately $177.5 million across about 395 clients, utilizing a blend of advisor-managed accounts, automated programs, and advisory accounts on multiple custodial platforms. Their investment approach includes a written Investment Policy Statement, stock-selection criteria focused on fundamental strength, and the use of options and defined-outcome ETFs alongside traditional investments.

Active portfolio management Passive / index investing Options & derivatives strategies Tax-loss harvesting

Paul H

CFA®, Series 66

Carrollton, TX

Farris Capital Management Inc.

Paul Henley is a CFA® charterholder with 13 years of experience in the financial industry. He has been with Farris Capital Management Inc. since 2018, following prior roles at Wells Fargo Clearing and Wells Fargo Advisors LLC. Henley is also licensed as an insurance agent, offering insurance products as part of his client services. Farris Capital Management provides financial planning, consulting, and portfolio management to individuals, high-net-worth clients, and some business entities. The firm manages approximately $177.5 million across about 395 clients, utilizing a mix of advisor-managed accounts and automated platforms, and employs strategies including defined-outcome ETFs, options, and tax-loss harvesting.

Active portfolio management Passive / index investing Options & derivatives strategies Tax-loss harvesting

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