F
Farrell Financial, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$64,376,667
This total excludes 8 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
108
9% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
108
Very HighAverage account size
$596,080
About
Farrell Financial, Inc. works with individuals and business clients to provide comprehensive and targeted financial planning, ongoing portfolio management, and both qualified and non‑qualified retirement plan consulting. The firm also offers insurance recommendations and occasionally serves as an expert witness on matters involving financial planning, investments, and qualified plans.
For each client Farrell Financial prepares a written investment policy statement or suitability analysis and implements discretionary portfolio management with periodic monitoring and rebalancing, drawing on top‑down and bottom‑up fundamental, technical and behavioral analysis. Advisory relationships are tailored to client needs and may include plan implementation, quarterly reviews, and participant education or enrollment meetings for employer plans.
Noteworthy for a small independent adviser, Farrell Financial routinely acts as a co‑fiduciary on qualified plans and provides pension consulting and plan‑design services—writing IPSs, performing due diligence, educating trustees, and coordinating with third‑party administrators and ERISA counsel. The firm also works on non‑qualified deferred compensation design and discloses that its insurance licensure can result in commission income when clients purchase recommended insurance products.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Annuities
Options & derivatives strategies
Occupation focus
Founder/Business Owner
Retired
Fee options
Comprehensive Financial Plan $5,450; Estate Planning Plan $6,450; Targeted Planning $500 - $2,500; Qualified Plan Analysis $1,000 - $4,200; Non-Qualified Plan Analysis $2,000 - $6,000.
$0 - $99,999.99: 1.25% $100,000 - $499,999.99: 1.0% $500,000 - $999,999.99: 0.8% $1 million+: 0.6%
Insurance product commissions from life, disability, long term care insurance, annuities, and health insurance sales.
General Consulting $250/hour; Expert Witness $350/hour.
Minimum fee: Minimum fees may apply; specific minimum fee amounts not clearly stated. Fee-only: Comprehensive Financial Plan flat fee $5,450; Estate Planning Plan flat fee $6,450; Targeted Planning flat fee $500 - $2,500; General Consulting $250/hour; Expert Witness $350/hour; Qualified Plan Analysis flat fee $1,000 - $4,200; Non-Qualified Plan Analysis flat fee $2,000 - $6,000.
Main office location
Farrell Financial, Inc.
100 East Thousand Oaks Blvd., Suite 188
Thousand Oaks CA 91360, United States
Number of offices
1
Most active in
Farrell Financial, Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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