Farrauto Wealth Management, Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$31,076,484
Clients
70
59% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
70
Very HighAverage account size
$443,950
About
Farrauto Wealth Management is a small, independent advisory firm that provides financial planning and portfolio management for individual clients as well as high-net-worth families, business owners, foundations, endowments and pension/profit-sharing plans. Services include written financial plans, focused and comprehensive wealth-planning engagements, and ongoing investment management for taxable and retirement accounts.
The firm combines model-portfolio allocation with a mix of fundamental, technical and charting analysis and offers both discretionary and non-discretionary management through qualified custodians. Clients may be offered wrap-fee programs or traditional asset-based management, and the firm also makes available retainer and subscription consulting arrangements billed quarterly or monthly.
Noteworthy differences from many peers include the firm’s use of consulting subscription fees and the fact that its advisory representatives may, in a separate capacity, sell insurance and annuity products for commission, which the brochure discloses as a potential conflict of interest. The firm also publishes occasional newsletters, provides seminars/workshops, serves institutional clients in addition to individuals, and discloses a 2013 regulatory consent and fine related to annuity transactions.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Educational seminars or workshops
Expertise
Wealth management
Life insurance needs analysis
Long-term care insurance
Disability insurance
Annuities
Occupation focus
Founder/Business Owner
Retired
Fee options
Fixed fees for financial planning services generally ranging from $500 minimum up to $25,000 or more for complex engagements
0.50% to 2.65% annually (negotiable depending on representative, account size, asset types, complexity, financial situation, and trading activity)
Up to $500 per hour for financial planning services depending on complexity
Consulting subscription fees typically billed monthly; retainer fees up to $20,000 billed quarterly
Fee-only: Financial planning services charged as hourly fees up to $500/hour or fixed fees ranging from $500 to $25,000 or more depending on client complexity
Main office location
Farrauto Wealth Management, Inc
One Liberty Plaza, 165 Broadway, 23 Rd Floor
New York NY 10006, United States
Number of offices
1
Most active in
Farrauto Wealth Management, Inc has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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