Farley Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$66,000,000
Total clients
149
0% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
75
Average account size
$442,953
About
Farley Financial provides discretionary investment management and portfolio oversight for individuals, families, trusts, guardianships, foundations, and endowments, with a client base that is predominantly non–high-net-worth households rather than wealthy clients. The firm manages roughly $61 million in client assets and uses third‑party custodians for client holdings; it does not take custody of client assets.
The firm follows a disciplined four‑step process—Organize, Formalize, Implement, and Monitor—to develop individualized asset‑allocation strategies, and predominantly recommends exchange‑traded funds and mutual funds while rejecting market timing. Investment decisions are supported by professional portfolio software (Advyzon), executed on a discretionary basis within agreed parameters, and accounts are reviewed quarterly.
Distinctive aspects include a small, owner‑managed team with the firm’s principal as the sole reviewer of client accounts and an atypical client mix that notably lacks high‑net‑worth individuals compared with peers. The firm specifically recommends Charles Schwab Institutional as custodian (disclosing non‑monetary benefits received), does not aggregate or use block trading, and will not cast proxy votes even when clients delegate voting responsibility.
Client services
Expertise
Fee options
Annual advisory fees capped at 1.5%, management fees are negotiable and charged quarterly in advance
Main office location
Farley Financial
Berlin MD, United States
Number of offices
1
Most active in
Delaware · Florida · Maryland · North Carolina · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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