FAO Wealth Inc

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Client assets under management

$41,847,621

Clients

19% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$615,406

About

FAO Wealth provides discretionary asset management to individuals, trusts, and business entities and also serves as a 3(21) fiduciary for qualified retirement plans, offering investment selection, asset allocation, portfolio monitoring, and plan-level advice. Client relationships are documented through individual profiles that record objectives, time horizons, and risk tolerances to tailor ongoing management.

The firm constructs portfolios using a mix of analysis methods — including fundamental, technical, charting, and cyclical analysis — and conducts periodic reviews for rebalancing and tax-loss harvesting opportunities. FAO Wealth generally manages accounts on a discretionary basis and directs custody and trade execution through a designated custodian.

A distinguishing feature of the firm is the disclosure of affiliated outside businesses: one principal maintains a separate certified public accounting practice and another maintains an insurance practice, and the brochure describes how these activities are disclosed and managed as potential conflicts of interest. Combining individualized portfolio management with explicit ERISA 3(21) plan services and documented conflict-mitigation and personal-trading oversight practices is notable relative to similarly sized supported firms.

Client services

Portfolio management Pension consulting

Expertise

Wealth management Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting

Fee options

Fixed

ERISA Plan Services fees may be charged as a flat fee (amount not specified).

Percentage

Up to 1.0% annually, negotiable

Main office location

FAO Wealth Inc

55 Merritt Blvd

Trumbull CT 06611, United States

Number of offices

Most active in

Connecticut · Florida

Disclosures

Business activities & affiliations

Is active or affiliated with:

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website (203) 248-3076

Advisors at this firm

Abram O

Series 63, Series 65

Trumbull, CT

FAO Wealth Inc

Abram Ozeck is a financial advisor at FAO Wealth Inc with eight years of industry experience. His prior roles include positions at Cooper Financial Services, Inc., CFS Securities, Inc., and Ozeck Financial Group. He holds Series 63 and Series 65 licenses and is also an insurance agent. FAO Wealth Inc serves pooled and institutional retirement-plan clients, offering discretionary asset management and ERISA 3(21) fiduciary services. The firm’s investment approach incorporates multiple analysis methods to develop both long- and short-term strategies and supports plan sponsors through ongoing portfolio management and participant education.

Wealth management Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting

Floyd O

Series 63, Series 65

Boynton Beach, FL

FAO Wealth Inc

Floyd Ozeck is a financial advisor at FAO Wealth Inc with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has a background that includes roles at CFS Securities, Inc. and Cooper Financial Services, Inc. He also operates an accounting practice as a certified public accountant. FAO Wealth Inc serves pooled and institutional retirement-plan clients, offering discretionary asset management and ERISA 3(21) fiduciary services. The firm’s investment process incorporates multiple analysis methods to develop strategies aligned with client objectives and risk tolerances, providing ongoing portfolio management and support tailored to qualified plans.

Wealth management Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting

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