F
Family Investment Advisory, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,825,490
Total clients
7
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
7
Average account size
$260,784
About
The firm provides discretionary portfolio management for individuals, trusts, and estates and — according to its brochure — no longer accepts new standalone financial planning engagements. It reports a small client base and manages roughly $1.43 million in regulatory assets under management.
The firm constructs individualized, diversified portfolios using asset‑allocation and fundamental analysis and may invest in certificates of deposit, bonds, mutual funds, ETFs, options, and stocks. Investment strategies include long‑term and short‑term purchases and trading, with account reviews performed quarterly and client meetings generally semi‑annually.
The brochure discloses that the firm’s principal is also a licensed independent life and health insurance agent, appointed with multiple insurance companies and earning commissions for insurance sales (about six hours per month devoted to that activity), a potential conflict the firm says it mitigates through fiduciary duties and its Code of Ethics; clients are not required to purchase insurance through the firm. The principal serves as the firm’s chief compliance officer with no internal supervision, and the firm relies on a third‑party custodian relationship that provides practice‑support and research services.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Life insurance needs analysis
Fee options
0.95% annually
Main office location
Family Investment Advisory, LLC
Nashua NH, United States
Number of offices
1
Most active in
Family Investment Advisory, LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts · New Hampshire · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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