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Family Dynasty Advisors LLC

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Client assets under management

$51,194,862

Clients

357

50% high-net worth

Advisors

2

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

179

Very High

Average account size

$143,403

About

Family Dynasty Advisors LLC is a registered investment adviser that provides discretionary portfolio management to individuals, high‑net‑worth families, and businesses, and it also accepts investment company clients. Beyond traditional advisory relationships, the firm serves as a subadviser to an unaffiliated registered investment company through the Tactical Advantage ETF.

Portfolios are constructed with a mix of open‑end mutual funds, exchange‑traded funds, individual stocks and bonds, certificates of deposit, and treasuries, employing both active and passive strategies with an emphasis on managing volatility to support long‑term compounding. The firm uses technical and statistical analytics alongside macroeconomic inputs to guide allocation and rebalancing, and commonly places an allocation to its Tactical Advantage ETF within client accounts as part of its active management process.

Distinctive aspects include the firm’s creation and subadvisory role for the Tactical Advantage ETF, which the firm uses to streamline active rebalancing and which constitutes the largest holding in most client portfolios—an arrangement that is uncommon among peers. The firm also implements tax‑efficient asset location and opportunistic rebalancing for held‑away retirement and HSA accounts via an order management system, operates as a small two‑advisor firm managing approximately $52 million in client assets, and discloses that its representatives are licensed to sell insurance products, which is noted as a potential conflict of interest.

Client services

Portfolio management

Expertise

Active portfolio management Tax-loss harvesting Wealth management

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Fee options

Percentage

0.65% annually

Commissions

Commission from insurance products sold by licensed representatives, but not primary source of compensation for advisory services

Other

Minimum fee: Minimum annual fee of $500

Main office location

Family Dynasty Advisors LLC

4601 S. Loop 289 Suite 7

Lubbock TX 79424, United States

Number of offices

1

Most active in

Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Michael C

Series 63, Series 65

Lubbock, TX

Family Dynasty Advisors LLC

Michael Caffey is a financial advisor with Family Dynasty Advisors LLC in Lubbock, TX, holding Series 63 and Series 65 licenses and seven years of industry experience. Prior to joining Family Dynasty Advisors in 2018, he worked for PlainsCapital Bank Wealth Management for nine years. Outside of advising, he owns and manages a residential property remodel firm, MLD Construction LLC. Family Dynasty Advisors LLC provides discretionary portfolio management to individuals, high-net-worth families, and businesses, and serves as a subadviser to an unaffiliated registered investment company through the Tactical Advantage ETF. The firm employs a combination of active and passive strategies focused on managing volatility and uses technical, statistical, and macroeconomic inputs to guide portfolio allocation and rebalancing.

Active portfolio management Tax-loss harvesting Wealth management
user avatar

Mandi A

Series 65

Lubbock, TX

Family Dynasty Advisors LLC

Mandi Applegate is a Series 65-licensed financial advisor with Family Dynasty Advisors LLC in Lubbock, TX, where she has worked since 2021. She has three years of industry experience, including prior roles at Concord Medical Group, Nylife Securities LLC, ALPH Capital Strategies, and Kuykendall & Schneider Inc. Family Dynasty Advisors LLC provides discretionary portfolio management to individuals, high-net-worth families, and businesses, and serves as a subadviser to an unaffiliated registered investment company through the Tactical Advantage ETF. The firm employs a mix of active and passive strategies with an emphasis on volatility management and uses technical, statistical, and macroeconomic analysis to guide allocations and rebalancing.

Active portfolio management Tax-loss harvesting Wealth management
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