F
Falcon Royal Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,232,175
Clients
8
13% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$279,022
About
Falcon Royal provides ongoing portfolio management to individual and high-net-worth clients, preparing an individualized Investment Policy Statement that documents goals, time horizon, tax considerations, and risk tolerance. Services emphasize asset allocation, asset selection, and regular portfolio monitoring using long-term trading strategies.
The firm applies modern portfolio theory as the foundation for portfolio construction and conducts at least quarterly reviews to align holdings with each client’s IPS. Uncommonly for an independent adviser, Falcon Royal does not have investment discretion and manages essentially all assets on a non-discretionary basis, requiring client approval for transaction implementation.
Distinctive operational features include a primarily non-discretionary asset base ($0 discretionary and $2,232,175 non-discretionary as of March 2026), a requirement that clients use specific custodians (MoneyBlock or Interactive Brokers), and an absence of block trading or participation in wrap-fee programs. With a small client roster and IPS-driven, client-authorized implementation, trade timing and execution depend on client involvement more than is typical among peers.
Client services
Portfolio management
Expertise
Wealth management
Passive / index investing
Active portfolio management
Fee options
1.00% annually
Account minimum: $20,000
Main office location
Falcon Royal Investment Management
Philadelphia PA, United States
Number of offices
1
Most active in
Falcon Royal Investment Management has reported serving >5 clients in these states in the last 12 months.
Delaware · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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