Expand Financial Group, LLC logo

Expand Financial Group, LLC

Updated today

Total assets under management

$113,456,003

Total clients

297

22% high-net worth

Total advisors

6

of 11 employees

Firm size

Team

4-10 advisors or $500M+ in AUM

Average clients per advisor

50

Average account size

$382,007

About

Expand Financial Group, LLC advises individuals and high-net-worth clients and also accepts a range of institutional and organizational relationships, including charitable organizations. The firm offers asset management, comprehensive portfolio management, and standalone financial planning and consulting, and can advise on “held-away” assets through third-party order management arrangements.

Portfolios are customized using stocks, bonds, ETFs, mutual funds, REITs and other alternatives, with services offered on discretionary or non-discretionary bases and periodic rebalancing and monitoring. The firm describes a multi-method investment process (fundamental, technical, quantitative, sector and duration management) and discloses that it may use borrowing/margin in separately managed accounts.

Noteworthy features relative to peers include a multi-office footprint (six offices) and an uncommon client mix that the brochure lists as including sovereign wealth funds, banking and insurance entities, other investment advisers, and state or municipal governments. The brochure also discloses prior state enforcement orders for transacting without registration (Pennsylvania in 2021 and Florida in 2023), a recent transition to SEC registration, and additional business activities: some representatives are licensed insurance agents who receive commissions and at least one representative provides tax services as an enrolled agent; the firm may also share fees with third-party advisers and receives custodial and support services from its recommended custodian.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Real estate investing Active portfolio management

Fee options

Fixed

Financial planning flat fees range from $500 to $10,000, based on hourly rate and estimated hours

Percentage

$0+: 1.50% annually (Asset Management service, negotiable) $0+: 1.75% annually (Comprehensive Portfolio Management service, negotiable)

Project-based

Up to $350 per hour for financial consulting services

Subscriptions

Retainer basis fees paid monthly, quarterly, or bi-annually based on estimated hours times hourly fee

Most active in

Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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