Executive Wealth Services LLC

Executive Wealth Services is a registered investment adviser that provides wealth management, financial planning, and sub-advisory services to a mix of clients including individuals (including non-high-net-worth individuals), high-net-worth individuals, trusts, estates, businesses, and other registered investment advisers. The firm reports about $1.05 million in assets under management and administers both discretionary and non-discretionary accounts, with the majority of assets held on a non-discretionary basis.

Investment decisions are guided primarily by fundamental analysis and portfolios are typically constructed using individual equities, individual fixed‑income securities and exchange‑traded funds with a generally long‑term orientation, although the adviser may trade shorter‑term to rebalance or meet client cash needs. The firm commonly operates in a non‑discretionary capacity—making recommendations rather than routinely executing trades without prior client approval—and offers financial planning on hourly or fixed‑fee terms, with planning fees sometimes waived for clients who engage for ongoing investment management.

What sets this firm apart from many peers in the investment manager category is the heavy concentration of non‑discretionary assets (approximately $935,579 of the $1,054,564 reported), a configuration that is uncommon for firms that primarily manage pooled or institutional assets. The combination of serving individual non‑HNW clients, providing hourly financial planning, offering sub‑advisory services, and participating on an institutional custodian platform while not taking custody of client assets beyond authorized fee deductions are additional features that distinguish its operating profile.