E
Executive Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$30,468,303
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
27
19% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
27
TypicalAverage account size
$1,128,456
About
Executive Services, LLC d/b/a ORION Investments provides ongoing discretionary portfolio management and financial planning services to individual and high‑net‑worth clients. The firm prepares individualized investment policy statements and offers tailored implementation and monitoring across mutual funds, equities, fixed‑income securities and ETFs.
The firm’s investment approach combines charting, fundamental, quantitative and technical analysis and employs both long‑ and short‑term trading techniques, including the use of options and margin when appropriate. Executive Services documents client risk tolerances and seeks fair allocation of investment opportunities among accounts as part of its fiduciary process.
Noteworthy for an independent advisory firm, the principal maintains insurance and broker‑dealer affiliations and, from time to time, offers commissionable insurance and brokerage products; these outside relationships are disclosed in the firm’s brochure. The firm also participates in institutional custody platforms that provide research and practice‑support services, does not aggregate trades across client accounts, and operates with a very small client base.
Client services
Financial planning
Portfolio management
Expertise
Concentrated stock management
Options & derivatives strategies
Cash flow / budgeting
Occupation focus
Executive
Fee options
$2,500 for financial planning
1.50% annually
$250 per hour
Main office location
Executive Services, LLC
620 Newport Center Drive, Suite 1100
Newport Beach CA 92660, United States
Number of offices
1
Most active in
Executive Services, LLC has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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