Executive Investment Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$81,868,239
Clients
63
76% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
63
HighAverage account size
$1,299,496
About
Executive Investment Services provides ongoing asset management and financial planning to individual clients, including high-net-worth households, as well as consulting services for small- and medium-sized businesses. Services described in the brochure include discretionary portfolio management, retirement-plan rollover advice with ERISA/IRC fiduciary considerations, and one-time or project-based business consulting engagements.
The firm constructs individualized portfolios using individual stocks, bonds and exchange-traded funds and applies both strategic and tactical asset-allocation approaches with periodic rebalancing and at least annual client reviews. Accounts are generally managed on a discretionary basis, the firm may engage sub‑advisers (none currently), and it requires custody of client assets at Schwab Institutional for execution and reporting.
What is uncommon about the firm is its dual advisory and insurance activity: the managing member and advisory representatives are licensed insurance agents and own affiliated insurance and executive-benefit businesses, and the brochure discloses that insurance products may be sold for commissions. The firm also combines investment management with consulting on tax mitigation, business valuation, succession and executive compensation, a mix of services and affiliations that the firm notes can create conflicts of interest and which it says it manages through disclosure and internal policies.
Client services
Portfolio management
Pension consulting
Selection of other advisers
Business consulting services
Expertise
Tax strategies for small businesses
Business exit / sale strategy
Exec comp design
Occupation focus
Founder/Business Owner
Retired
Fee options
Fixed fee for Business Consulting Services ranging from $1,500 to $5,000
$0 - $500,000: 1.00% - 1.50% $500,001 - $1,000,000: 1.00% - 1.25% $1,000,001 - $5,000,000: 1.00% or less $5,000,001+: Negotiable
Insurance products sold by advisory representatives in their separate capacity as insurance agents generate commissions
$300 to $500 per hour for Business Consulting Services
Minimum fee: $2,500 minimum annual fee for Asset Management Services
Main office location
Executive Investment Services, LLC
201 B Avenue, Suite 220
Lake Oswego OR 97034, United States
Number of offices
1
Most active in
Executive Investment Services, LLC has reported serving >5 clients in these states in the last 12 months.
Oregon
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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