Excomp Asset Management Ltd

Excomp Asset Management Ltd provides investment advisory and discretionary portfolio management services to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, charitable organizations, and corporations. The firm primarily constructs portfolios using mutual fund shares and, when appropriate, exchange‑traded funds, and it provides retirement‑account advice subject to applicable ERISA and tax‑code fiduciary duties.

EAM manages client accounts on a discretionary basis in alignment with stated client objectives (for example, growth, income, or growth and income) and relies on publicly available research as well as third‑party managers embedded in the mutual funds and ETFs it selects. The adviser uses Schwab’s institutional custody and OneSource platform for execution, custody, and reporting, and provides quarterly client reports; the brochure notes these relationships give access to institutional‑level products and services that can influence custody and brokerage recommendations.

Distinctive features for a supported, small‑team adviser managing roughly $133 million with two advisors include an explicit tariff‑policy risk disclosure in the brochure and a separately disclosed administrative fee component and solicitor referral arrangements — items less commonly emphasized by peers. The firm also states it will vote proxies for mutual funds and ETFs it manages while forwarding non‑managed equity proxy and class‑action materials to clients, and that client‑directed trades in individual securities will not be charged advisory fees.