Exceptional Wealth & Family Office

Exceptional Wealth & Family Office (EWFO) provides asset management, financial planning, and wealth consulting services to a mix of clients that the brochure identifies as including pooled investment vehicles, pension and profit‑sharing plans, and high‑net‑worth individuals. The firm describes its EWFO Blueprint asset management program and its use of Commonwealth’s PPS programs to access a broad range of securities and advisory support.

EWFO typically manages accounts on a discretionary basis using model portfolios that advisors may customize and monitors accounts regularly with at least annual reviews. The brochure describes a multi‑method investment process (fundamental, technical, quantitative, and qualitative analysis), use of PPS Select personalized indexing with tax‑harvesting features, and access to alternative investments and complex products where appropriate.

What the firm highlights as distinctive for a small, two‑advisor firm is an explicit retirement plan consulting capability — including investment policy statement support, plan menu design, service‑provider assistance, and participant advice programs tied to ERISA/Code fiduciary considerations — and institutional‑style platform arrangements. The brochure also discloses several operational characteristics that merit attention: an anticipated reporting of over $100 million in AUM shortly after registration, formal platform and custodial relationships (Commonwealth, LPL, Schwab, NFS) with attendant administrative and loan arrangements, and that advisors are licensed insurance agents who may at times pay or cover transaction charges for client accounts.