Evergreen RIA, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,800,000
Clients
16
13% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
TypicalAverage account size
$800,000
About
Evergreen RIA, LLC is an independent, single-advisor registered investment adviser that provides ongoing portfolio management and financial planning to individual and high-net-worth clients. The firm advises on mutual funds, ETFs, equities, fixed income, real estate funds and insurance products and documents each engagement with a written Investment Policy Statement.
The firm generally manages client accounts on a non-discretionary basis, obtaining client approval before effecting securities transactions and tailoring strategies to clients’ goals, tax situations, and risk tolerance. Its investment process uses a mix of charting, fundamental, quantitative and technical analysis and employs both long-term and short-term trading approaches.
Noteworthy features include an affiliation with the advisor’s insurance business, meaning insurance and annuity products may be recommended alongside advisory services with disclosed conflict-mitigation procedures and periodic reviews. The firm’s assets are reported as essentially all non-discretionary (approximately $12.8 million non-discretionary and $0 discretionary), it requires clients to use a specified custodian, and it does not aggregate trades for multiple client accounts.
Client services
Portfolio management
Expertise
Wealth management
Annuities
Fee options
Financial planning fees between $500 and $5,000
1.50% annually
Main office location
Evergreen RIA, LLC
Dorset VT, United States
Number of offices
1
Most active in
Evergreen RIA, LLC has reported serving >5 clients in these states in the last 12 months.
Vermont
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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