E
ETF Strategies, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$10,534,136
Total clients
48
2% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
48
Average account size
$219,461
About
ETF Strategies, LLC provides discretionary portfolio management and financial planning services to individual and high‑net‑worth clients. The firm constructs a written Investment Policy Statement for each client and manages portfolios using ETFs, mutual funds, equities, bonds and other permitted vehicles.
The firm applies a mix of analytical methods — charting, fundamental, technical and cyclical analysis — and implements both long‑term and short‑term trading strategies under discretionary authority. Clients are asked to custody assets with the adviser’s recommended broker‑dealer and ETF Strategies participates in that broker‑dealer’s institutional program for custody, execution and related services.
A distinctive aspect of the firm is that the principal is also a licensed insurance agent operating a separate insurance business and may offer commissionable insurance products to clients, a relationship the brochure discloses as a potential conflict of interest. The firm also handles certain retirement‑plan arrangements directly, including advisory access to 401(k) platforms and, where the plan permits, billing within plan platforms — practices that are less common among solo independent advisers.
Client services
Financial planning
Portfolio management
Expertise
Passive / index investing
Active portfolio management
Fee options
Up to $1,500 for financial planning (discretionary)
$1 - $100,000: 1.50% $100,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.80% Above $5,000,000+: 0.50%
Account minimum: $50,000 (may be waived)
Main office location
ETF Strategies, LLC
Bulverde TX, United States
Number of offices
1
Most active in
ETF Strategies, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")