Estate Planners of New England, LLC

Estate Planners of New England, LLC provides discretionary portfolio management and financial planning to individuals (including high-net-worth clients), corporations, pension and profit-sharing plans, and other advisors through turnkey asset management programs (TAMPs). The firm also offers participant account management for held-away retirement plan accounts (401(k), 403(b), TSP) via a third‑party platform and delivers tiered financial planning engagements.

The firm uses a suite of proprietary portfolio models licensed from a partner firm and described as a FAS Macro‑Micro Investment Portfolio Architecture, allocating across asset classes primarily with mutual funds and ETFs and selecting funds by objective performance metrics (e.g., R‑squared, Sortino, alpha, capture ratios). EPNE applies fundamental analysis, ongoing monitoring and rebalancing, and a mix of strategies that can include long- and short-term trading, hedged bond funds, alternatives, and separately managed accounts to align portfolios with each client’s investment policy statement and risk tolerance.

EPNE is notable among peers for its principal’s outside registrations: the principal is a registered representative of a broker‑dealer and is a licensed insurance agent, arrangements the brochure discloses as potential conflicts of interest and describes steps to manage and disclose them. The firm also participates in an institutional custodian program, generally requires use of its recommended custodian, operates with a small advisory team managing approximately $52 million, and combines TAMP model licensing with hands‑on held‑away participant account services and collaborative, higher‑level planning that can involve attorneys and accountants.